✔ 最佳答案
證券經紀人的工作證券經紀人是與證券自營商相區別的。證券經紀人可以代客戶買賣證券、基金、認股證及其他衍生產品,從而獲得費用或傭金收益。:
在證券交易中,買賣雙方通常需由證券經紀在交易所代表客戶進行交易,一般人是不能擅自私下與他人進行買賣。證券經紀亦可為客戶提供投資股票及基金等
意見。
在香港,要擔任證券經紀需考得執照,才可合法地為客戶進行交易。證券交易所必須兩名成員之間交易 -
一個普通的人不能自己到證券交易所(例如),要求買賣本公司股票。,必須通過一個證券經紀人。
證券經紀人服務有三類:
*純粹執行--這意味著經紀人只會進行客戶的指示買入或賣
出。
*諮詢性質--經紀人建議客戶的股票買賣,但最
終決定在投資者。
*酌情處理,其中股票經紀確定客戶的投資目標,然
後代客户作出所有處理決定。
2010-03-29 16:54:38 補充:
Sorry that I missed the English requirement in my answer.
English answer:
A stock broker or stockbroker is a regulated professional broker who buys and sells shares and other securities through market makers or Agency Only Firms on behalf of investors.
2010-03-29 16:55:08 補充:
Continued:
A transaction on a stock exchange must be made between two members of the exchange — an ordinary person may not walk into the New York Stock Exchange (for example), and ask to trade stock. Such an exchange must be done through a broker.
2010-03-29 16:55:33 補充:
There are three types of stockbroking service.
* Execution-only, which means that the broker will only carry out the client's instructions to buy or sell.
2010-03-29 16:55:42 補充:
* Advisory dealing, where the broker advises the client on which shares to buy and sell, but leaves the final decision to the investor.
* Discretionary dealing, where the stockbroker ascertains the client's investment objectives and then makes all dealing decisions on the client's behalf.
2010-03-29 16:56:41 補充:
Similar roles
Roles similar to that of a stockbroker include investment advisor, and financial advisor. A stockbroker may or may not be also an investment advisor, and vice versa.
2010-03-29 16:57:15 補充:
Acting as a principal
Stockbrokers also sometimes or exclusively trade on their own behalf, as a principal, speculating that a share or other financial instrument will increase or decline in price.
2010-03-29 16:57:25 補充:
In such cases the term broker makes little sense and the individuals or firms trading in principal capacity sometimes call themselves dealers, stock traders or simply traders. There are of many other types of traders within capital markets, for example trading within the Foreign exchange market.