證券牌一問

Basically, there are two types of license in relation to security
type 1) dealing in security & type 4) advising on security.
if you need to take order from client and proceed, then you need to license with type 1.
If you will give advise to client regarding the security, then you need to license with type 4.

Foundamental requirement is get pass of paper 1, 7 & 8 of HKSI

For license requirement, can visit the following link for details
http://www.sfc.hk/sfcRegulatoryHandbook/EN/displayFileServlet?docno=H248

For examination details, please visit the following link
http://www.hksi.org/eng/exam/le.html

如想考證券牌，可報由"香港證券專業學會"(HKSI)舉辦的考試，視乎你本身想做什麼(即做股票買賣、或股買賣等)，可選不同的試考，詳情可瀏覽HKSI的網頁"http://www.hksi.org/eng/home.html"。

考證券牌前，無須先取得保險牌，相反，如想賣投資相連保險，則須先取得證券牌，或考保險中介人資格試的卷5。