CIB & SFC Licences ---- Please help!! It is urgent!!

2007-02-20 7:25 am
I am working in a broker firm now, have licence registered at CIB, MPFA & SFC. But I am going to change new job in a bank, which is not a sales position (back-office). I have asked and the bank will not register the licences for me since it is only a contract post. So can I continue to register my licences with my current employer? Or can I register through other financial institutions outside?

回答 (1)

2007-02-20 9:56 am
✔ 最佳答案
若你崗位不涉及有關的牌照,機構通常不會為你作任何登記。你最好就是向有關註冊機構查清楚,無主持機構的最長期限(證監會個牌好似係半年),過了有關期限牌照會自動取消。若你真的想保留,那你要搵一份兼職或正職又且涉及有關牌照的機構。


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